REGULATION D

  Regulation D. An SEC regulation that exempts certain stock offerings (such as those offered by private sale) from registration under the Securities Act of 1933. [Cases: Securities Regulation 18.11. C.J.S. Securities Regulation § 64.] [Blacks Law 8th]

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REGULATION A

  Regulation A. An SEC regulation that exempts stock offerings of up to $5 million from certain registration requirements. [Cases: Securities Regulation 18.18. C.J.S. Securities Regulation § 69.] [Blacks Law 8th]

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REGULATION

  regulation,n.1. The act or process of controlling by rule or restriction <the federal regulation of the airline industry>.2.BYLAW(1) <the CEO referred to the corporate regulation>. 3.A rule or order, having legal force, usu. issued by an administrative agency <Treasury regulations explain and interpret the Internal Revenue Code>. — Abbr. reg; Reg. — Also termed…

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