DOCTRINE OF EQUIVALENTS
doctrine of equivalents.Patents. A judicially created theory for finding patent infringement
when the accused process or product falls outside the literal scope of the patent claims. • The
doctrine evolved to prevent parties from evading liability for patent infringement by making trivial
changes to avoid the literal language of the patent claims. Graver Tank & Mfg. Co. v. Linde Air
Prods. Co., 339 U.S. 605, 70 S.Ct. 854 (1950). In determining whether infringement exists under
the doctrine, the court must first determine whether “the accused product or process contain[s] an
element identical or equivalent to each claimed element of the patented invention.”
Warner-Jenkinson Co. v. Hilton Davis Chem. Co., 520 U.S. 17, 39–40, 117 S.Ct. 1040, 1054
(1997). If it does, it infringes on the patent if the differing element performs substantially the same
function in substantially the same way to get the same result as the patented product or process.
Prosecution-history estoppel is not an absolute bar to a patentee who seeks to invoke the doctrine
of equivalents to prove infringement on a claim that was voluntarily amended. Festo v. Shoketsu
Kinzoku Kogyo Kabushiki Co., 535 U.S. 722, 122 S.Ct. 1831 (2002). — Also termed equivalents
doctrine; doctrine of equivalence; doctrine of equivalency; doctrine of substantial equivalents;
nonliteral infringement. Cf. literal infringement under INFRINGEMENT. [Cases: Patents 237.
C.J.S. Patents §§ 425–426.]
reverse doctrine of equivalents.The doctrine preventing infringement liability when the D
invention is substantially described by the claims of another’s patent but performs the same or
similar function in a substantially different way. [Blacks Law 8th]